Utica Securities Fraud Lawyers
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Wise Laws have focused Utica securities lawyers knowledgeable in handling complex corporate and securities transactions, representing both foreign and domestic companies and investors.
Wise Laws is affiliated with top Utica securities fraud attorneys and some of the best securities fraud lawyers in Utica.
Utica Securities Fraud lawyers are here to help you when Utica stockbroker fraud, deceptive trading or false information given to you prior to the investment has affected your investment results. Our affiliated Utica securities lawyers have helped regain defrauded funds for our clients.
Utica Securities fraud is a crime in which laws set to protect investors and securities traders are dishonored. People responsible of securities fraud may include Utica stockbrokers, analysts, Utica brokerage firms, corporations, investment banks, and private investors. For example, a private investor may commit securities fraud by acting on inside information.
Utica Securities fraud is a severe offense that can carry both civil and criminal penalties. Criminal investigations can head to imprisonment; in fact, the government has expressed a strong interest in increasing the length of sentences for securities fraud to ten years. In adding together, the Securities and Exchange Commission (SEC) and National Association of Securities Dealers (NASD) may investigate and impose civil payments against corporations or individuals suspected of securities fraud. The SEC acts to regulate against securities fraud by enforcing investment acts and laws.